Back Office

Post-trade processing that closes the day cleanly.

From trade file to payout and report, with the reconciliation and audit trail your compliance team is asked for.

End of day
Trade file loadedDone
Obligations generatedDone
Margin computedDone
Bank reconciliation2 breaks
Contracts issued
12,480
Payout batch
Queued
Reports ready to file

What the back office covers

The daily operational load of a broking or clearing operation, handled in one system instead of four.

Trade and obligation processing

Import exchange files, generate client obligations and produce contract notes on your format.

Margin

Compute and allocate margin by client and segment, with shortfall visibility through the day.

Corporate actions

Process dividends, splits, bonuses and mergers with entitlement worked out per client.

Reconciliation

Reconcile bank, depository and exchange data, with breaks surfaced rather than buried.

Payouts and ledgers

Run payout batches against client ledgers and keep the accounting entries aligned.

Regulatory reporting

Generate the periodic filings and holding statements in the formats regulators accept.

The daily cycle, in order

Each step hands off to the next with its own checkpoint, so a break is caught where it happened.

01

File intake

Exchange and depository files are imported and validated against expected counts before anything downstream runs.

02

Obligations

Client-level obligations and contract notes are generated from the accepted trade data.

03

Margin and funds

Margin is computed and allocated, and shortfalls are flagged for the risk desk with the client detail attached.

04

Reconciliation

Bank, DP and exchange positions are matched, and unmatched items are listed as breaks with an owner.

05

Payout

Approved payout batches run against client ledgers, with the accounting entries posted at the same time.

06

Reporting

Statements, filings and internal MIS are produced from the closed set, ready for review or submission.

Show us where your day gets stuck.

Most operations teams have one step that runs late. We will look at that step first.

Talk to our team